2017 SMIFC Conference

This agenda is tentative and subject to change

All events take place in Palmer House Ballroom unless otherwise stated

Thursday, October 5, 2017

Friday, October 6, 2017

Groups

Brian Wesbury

Brian Wesbury is this year's keynote speaker.

Mr. Wesbury is Chief Economist at First Trust Advisors L.P., a financial services firm based in Wheaton, Illinois.

Mr. Wesbury was a member of the Academic Advisory Council of the Federal Reserve Bank of Chicago from 1999-2007 and has been a regular attendee of the Economist Roundtable Luncheon at the Chicago Fed since 2007. In 2012, he was named a Fellow of the George W. Bush Presidential Center in Dallas, TX where he worked closely with its 4%-Growth Project. His writing appears in various magazines, newspapers and blogs, and he appears regularly on Fox, Bloomberg, CNBC and BNN Canada TV.

In 1995 and 1996, he served as Chief Economist for the Joint Economic Committee of the U.S. Congress. The Wall Street Journal ranked Mr. Wesbury the nation’s #1 U.S. economic forecaster in 2001, and USA Today ranked him as one of the nation’s top 10 forecasters in 2004.

Mr. Wesbury began his career in 1982 at the Harris Bank in Chicago. Former positions include Vice President and Economist for the Chicago Corporation and Senior Vice President and Chief Economist for Griffin, Kubik, Stephens, & Thompson.

Mr. Wesbury received an M.B.A. from Northwestern University’s Kellogg Graduate School of Management, and a B.A. in Economics from the University of Montana. McGraw-Hill published his first book, The New Era of Wealth, in October 1999. His most recent book, It’s Not As Bad As You Think, was published in November 2009 by John Wiley & Sons.

In 2011, Mr. Wesbury received the University of Montana’s Distinguished Alumni Award. This award honors outstanding alumni who have “brought honor to the University, the state or the nation.” There have been 267 recipients of this award out of a potential pool of 91,000 graduates.

Dr. Mahmoud M. 

Mahmoud Haddad is Professor of Finance at The University of Tennessee at Martin. Dr. Haddad received a B.A. and M.B.A. in Accounting from Minnesota State University, and a Ph.D. in Finance from The University of Alabama. He has taught finance at Wayne State University, The University of Tennessee at Martin, University of Alabama, Arab American University-Jenin, American University of Armenia, American University of Beirut, Al-Quds University, Eastern Michigan University and Minnesota State University. He is also certified in e-teaching and learning and he has broad experience in distance and online teaching at both the graduate and undergraduate levels. Dr. Haddad has published over 30 papers which have been published in leading refereed journals.

Dr. Haddad was the Financial and Accounting Manager at the American Family Insurance Co., the Executive Director of Research at the Palestinian Monetary Authority, the Vice President for Administrative and Financial Affairs and Dean of College of Business and Financial Sciences at Arab American University, and a Research Scholar and Head of Economic and Social Studies Division at the Emirates Center for Strategic Studies and Research. He is the co-director of the UT Martin Tennessee Valley Authority Investment Challenge program and a UDAID Visiting Scholar. The Board of Trustees of the Economic Research Forum of the Arab Countries, Iran, and Turkey awarded Dr. Haddad a life membership as an ERF Research Fellow.

Victor Jones

Victor Jones is Director of Trading and Operations, TD Ameritrade where he oversees client education programs and their trading experience through the trading platforms. He currently holds Series 3, Series 7, and Series 63 U.S. industry licenses, along with Singapore IBF modules 1B and 6A. Mr. Jones has spoken at conferences across the United States and Southeast Asia on trading technology, high probability trading methods, and retail execution techniques. Jones has spent the past 11 years in financial services, primarily building innovative and award-winning trading tools. Prior to joining the TD Ameritrade team, he was responsible for the development of the active trader platforms at TD Ameritrade after working as a TD Ameritrade broker on the electronic execution desk.

Randall K. Minas, CFP

Randy Minas, CFP®, Director/Investments, Stifel, specializes in managed money, investment and retirement planning, and issues surrounding estate planning; as well as municipal bonds.  He began investment industry career in 1976 and holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) professional certification, Series 4, 6, 7, 24, 63, and 65 licenses, and life and variable insurance licenses. 

Randy earned a B.S. in Management from Indiana State University and is an active alumnus, serving on the university's Board of Trustees, the Indiana State University Foundation Board and the Investment Committee.  He is also the Head Varsity Softball Coach at Culver Academies.

Shawn Sabau, CFP

Shawn Sabau, CFP®, Senior Vice President / Investments, Stifel​, is experienced in various areas of focus that include retirement planning, estate planning, insurance planning, liability management, personal financial planning, and portfolio construction. He also oversees the Team’s Investment Committee which is responsible for portfolio creation and analysis. He began his industry career in 1998 and holds the Certified Financial Planner (CFP) professional certification, Series 6, 7, 63, and 66 licenses, and life and variable insurance licenses.

Shawn graduated from Purdue University with a B.S in Business Management and a Finance Minor. He also completed the Certificate Program in Financial Planning at DePaul University. Shawn enjoys spending time with his family, and is actively involved in youth sports.

Brien Smith

Brien N. Smith is the dean for the Scott College of Business at Indiana State University. Smith attained his PhD in industrial/organizational psychology in 1989 from Auburn University. He has over 25 years of administrative experience in higher education and has actively participated in university governance. Smith previously worked at Ball State University where he served a number of roles including associate dean, chair for the Department of Marketing and Management, and director of business graduate programs.

While at Indiana State, the college of business has experienced marked growth in undergraduate and graduate enrollments. Dean Smith has secured nearly 10 million dollars in grant funding for new and existing programs in the college. Under his direction the college developed the Student Managed Investment Consortium with over 30 university affiliates. The college continues to be recognized as a thought leader in insurance and risk management, hosting the Insurance Public Policy Summit in Washington, D.C. each year. Smith has published numerous articles in refereed proceedings and journals, including many of the most highly acclaimed journals in his field: Journal of Applied Psychology, European Journal of Operational Research, Journal of Business and Psychology, and Journal of Applied Social Psychology. He has delivered presentations and speeches at national and international conferences.

Dr. Smith has a strong interest in psychological applications to the workplace, and draws heavily from his organizational psychology background. His 2004 article, “Transformational and Servant Leadership: Content and Contextual Comparisons” in the Journal of Leadership and Organizational Studies has been cited hundreds of times in journal articles, periodicals, and books.

Tarek Zaher

Tarek Zaher is a professor of Finance at Indiana State University. He has also held a number of professional positions with the industry and provided consulting services to a number of international institutions including the World Bank, the William Davidson Institute at the University of Michigan, and the Academy for Educational Development in the United States and the Ministry of Work in Dubai. He has also offered a number of seminars in investment and international financial management at a number of institutions around the world.

Dr. Zaher is the supervisor of the investment club at Indiana State University. He also manages and supervises other international portfolios for individuals and institutions. Dr. Zaher’s research has been published in numerous prestigious professional and scholarly journals, including the Journal of Financial Research and Journal of Banking and Finance. Dr. Zaher received three research awards from professional conferences and one research certificate of excellence. He was also recognized by the Scott College of Business as the winner of the faculty research award in 2002 and the winner of the exemplary service award in 2004.

Platinum Level

Networks Financial Institute

The Networks Financial Institute (NFI) at Indiana State University was founded in 2003 through a grant from Lilly Endowment Inc., an Indianapolis-based, private philanthropic foundation. NFI strives to facilitate broad, collaborative thinking, dialogue and progress in the evolving financial services marketplace through student programs and research and thought leadership.

NFI is a leader in preparing students for careers in the financial services industry. Through the Networks Professional Development Program, we’re committed to developing tomorrow’s hardworking, knowledgeable, inquisitive and respected financial industry professionals by preparing selected high-potential undergraduate business students at Indiana State University through scholarship, professional development and experiential learning.

Stifel | Minas Sabau Porterfield Group

At Stifel, we have an acute awareness of our responsibility not only to ourselves and the integrity of our work, but more importantly, to our clients who trust us to uphold exceptional standards and values.

We realize that our clients are the cornerstone of our existence – and our purpose is to provide them with outstanding professional financial services and advice. We will always put the interests of our clients before our own. We believe in strong individual relationships that stand the test of time. Our knowledgeable Financial Advisors offer a personalized approach to finding the best strategies for your financial needs. We truly believe that by placing your needs and interests first, you will prosper. We are dedicated to providing innovative, creative, high-quality, and value-added products and services to help you pursue your goals.

As a part of this mission, we embrace and expect five core values:

• Trust. Paramount in what we do externally and internally.
• Respect. For all clients and all fellow employees under all circumstances.
• Integrity. In everything we do, building trust and creating bonds that are difficult to break.
• Attitude. Positive mindset is essential for maximum productivity and an effective working environment.
• Commitment. To the mission in order to ensure our future independence.

TD Ameritrade

TD Ameritrade provides investing and trading services for nearly six million client accounts that total more than $400 billion in assets, and custodial services for more than 4,000 independent registered investment advisors. With clients placing, on average, approximately 400,000 trades each day, it maintains the leadership position it assumed when founder Joe Ricketts opened his doors in Omaha, NE, in 1975.

Gold Level

State Farm

For more than 25 years, State Farm has enjoyed a strong relationship with ISU and the Scott College of Business, which has led to success for both our business students and the company. To State Farm, an investment in the Scott College and its students and programs is an investment in the future of the insurance industry and the communities in which we live.

As a result of State Farm’s philanthropic support, the Scott College of Business has received past and present scholarship support for its insurance and risk management, sales and marketing and management information system programs. State Farm has also provided funding for student development, summer internships, technology needs, student organizations, executives in residence, the Leader In Action program and the State Farm Circle of Influence Speakers Series. In the past, the company has also provided dollars for MIS high school competitions. In addition, State Farm has committed resources to form the Scott College of Business’ Career Experience Center, which later became the Center for Student Professional Development and today is known as the MIS Student Development Center. State Farm also assisted in the development of the financial trading room, which is part of the Minas Center for Investment and Financial Education in the Scott College.

There are 43 universities and colleges in the SMIF Consortium: